Skip to content

Fast President Issues Monthly Status Report... USDA Begins Taking Down Lists

As indicated in my prior message, it will be our priority to keep the industry as informed as possible with regard to the legal proceedings currently underway.  Before getting into that, I wish to express my gratitude to those who have already joined the effort to support the industry in its quest for our show horse to continue its long standing history for future generations to come.  Your support is critical to the success of the industry moving forward.  Donations to the effort may be made through the FAST website at Every contribution, however large or small, is most appreciated!

As you may have read, the USDA has released its rule making document and will open a 60-day comment period.  As reported earlier, attorney’s representing the industry in this matter met with the office of Management and Budget to discuss the matter in greater detail.  Attorney Joseph Wilson of Kelly Drye & Warren will be preparing an industry response to the rule making document.  I will keep you apprised of further developments in this case.

In June 2012, SHOW was a party to a lawsuit filed challenging the USDA’s new rules requiring HIOs to assess mandatory minimum suspension penalties against those people who entered horses that were disqualified based on DQP inspections. The USDA contended that the HIOs enforced the Horse Protection Act (HPA), and that the penalties assessed constituted determinations that the entrants violated federal law. The United States Court of Appeals for the Fifth Circuit rejected this contention, and ruled that the USDA’s regulations requiring HIOs to assess mandatory minimum suspensions were unauthorized and unlawful. Bottom line – HIOs do not enforce the HPA by assessing penalties against people, only the USDA is authorized to enforce the HPA, and then only by filing a formal complaint and following the due process procedures Congress prescribed in HPA §1825. 

The law is established that the HPA means what it says:  No penalty shall be assessed for violation of the HPA except after notice by the Secretary, after an opportunity for a formal hearing and then only by written order of the Secretary. Nonetheless, the USDA continues to claim that entrants have violated the law using three unlawful protocols, processes and programs. 

1. The USDA determines that entrants have violated the Act using the IES Investigative and Enforcement Process, pursuant to which it decides entrants have violated the HPS and to assess penalties based on secretly filed cases where the uncontestable evidence is the VMO’s inspection report. 

2. The USDA also uses the Protocol for Foreign Substance Penalty to open secret cases in which it decides that entrants have violated the HPA foreign substance prohibition and assesses penalties based solely on a positive result from a swab sample tested by some unidentified lab.  

3. Finally, the Agency has treated the penalties assessed by HIOs under the HIO Penalty Program as establishing that those people who enter horses that are disqualified based on DQP inspections are people responsible for violations of the HPA. 

Based on these processes, protocols and programs, the USDA has published on its website numerous lists identifying people it says violated the HPA and providing copies of the penalties or describing the purported violations and penalties. The lists falsely identify people as having been lawfully determined to have violated the HPA. These lists falsely mislead the public into believing the industry is rife with participants that the USDA has caught violating the law. 

On June 8, 2015, the USDA was requested to remove these misleading lists from its website. At that time there was a searchable list on the USDA’s website identifying thousands of people who had been assessed an HIO penalty. This list was intended to be used by HIOs to identify those people under an HIO’s suspension so that the person would not be permitted to enter events and also to enhance suspension penalties based on prior HIO penalties. This list was rendered useless after the Fifth Circuit decision, and after we notified the USDA and registered our concerns about the lists, it was taken down.

There were also 15 additional USDA published lists of “violators” based on HIO penalty reports. Five lists, for the years 2010 through 2014, identified more than 2,000 people as “persons responsible for violations,” identifying the individual, the horse, the event, the HIO and the HIO penalty. There were five lists for 2010 through 2014 for those with HIO fines and five more lists inaccurately identifying those with current HIO suspensions.   On February 29, 2015, we sued to have these lists removed from the website. As of July 19, 2016, all 15 lists ceased to be available on the USDA website. 

The USDA also published a 79-page searchable list that misleadingly identified about 2,400 people as “violators” and specified the “violation.” The list reflected the unlawful decisions about people having violated the HPA based on the IES Investigative and Enforcement Process and Protocol for Foreign Substance Penalty. Even though we had requested the list be taken down in June 2015, the day after we filed the lawsuit, the USDA changed the column for “violator” to “alleged violator” and the column for “violation” to “alleged violation.” We pointed out this change was also false and misleading, because there were no alleged violators or alleged violations.  In May 2016 this list was removed from the USDA’s website. 

Finally, The USDA’s Enforcement Actions List falsely identifies more than 2,200 people as having been determined by the Agency to have violated the HPA again determined under the Protocol for Foreign Substance Penalty and IES Investigative Process from 2010 and into 2016. This list continues to be published and updated monthly. 

The information on these many lists has misled the public and elected officials into believing that the almost 15,000 people, who never received notice of an alleged violation, never had a USDA complaint filed against them, never were afforded the opportunity for a formal hearing before the Secretary and have never had the Secretary determine they violated the Act, have violated federal law. 

This should stop. The purpose of the pending lawsuit filed in the district Court in Fort Worth, Texas is to stop these abuses. The court has been requested to declare unlawful the USDA’s use of the IES Investigative and Enforcement Process, the Protocol for Foreign Substance Penalty and the HIO Penalty Program to determine a violation of the Act and to penalize people. The Court is being asked to declare that the USDA’s publications of the USDA’s Enforcement Actions Lists and HIO Penalty List are unauthorized and are an unlawful public reprimand. Finally, the Court is requested to enjoin the USDA from continuing these unlawful actions and practices.

The USDA’s response has been to challenge everything.  Nothing is conceded.  No documents have been produced. The Court has been informed that further dilatory motions are forthcoming and the case has been delayed so the Court will have time to decide the contested claims. This can be expected to continue in future proceedings, taking additional time and incurring additional expense. 

We have achieved some of the results we sought in filing the lawsuit. Most of the website lists have been taken down, but the USDA continues to use the IES Investigative and Enforcement Process and Protocol on Foreign Substance Penalty to open cases against entrants and to decide, without notice or hearing, that they violated the HPA. The Agency continues to punish people with the issuance of a Form 7060, which it publishes on its website, identifying the “Violator” and “Violation.” Our goal in the lawsuit is to stop these actions and practices.  While it will take time and resources, achieving the goals will be worth the cost and effort to the industry as a whole.

In closing, I wish to again thank those who have made a contribution to FAST to support this important effort.  Your continued support will be paramount to the success of this effort.


Dr. Kasey C. Kesselring, President


January 1 - June 30, 2016: 52,000

July 26, 2016: 117,000

More Stories

  • Walking In The Smokies stall deadline approaching

    The Walking In The Smokies Horse Show, scheduled for April 8-10, 2021, in Pigeon Forge, Tennessee is preparing for their first annual show and would like to send a reminder to anyone needing stalls that the deadline is March 15. Please contact Lexi Stinnett at 828-550-8520 to reserve stalls on the show grounds. Read More
  • Trainers' Show announces judges

    The Walking Horse Trainers’ Association National Trainers’ Show will be held at Calsonic Arena in Shelbyville, Tenn. March 18-20, 2021. Judges for the three-day event will be Wayne Dean, Newton Parks and Johnny Puckett. Read More
  • USDA prepares for 2021 show season

    The USDA recently conducted their virtual HIO training course for the 2021 show season. The USDA and industry recently received the final report from the National Academies of Sciences (NAS) and some of the recommendations in that report are communicated in the new processes the USDA will implement in 2021... Read More
  • WHOA hosts virtual awards ceremony

    On Saturday. February 20th, the Walking Horse Owners’ Association (WHOA) held their National High Point awards for 2020 on their WHOA Facebook page with winners who chose to be zooming in to accept their awards... Read More
  • WHOA to host virtual awards ceremony on February 20

    The Walking Horse Owners’ Association (WHOA) will recognize their award winners from the 2020 show season during a virtual awards ceremony on Saturday, February 20, 2021. The show will be broadcast live on WHOA’s Facebook page beginning at 6 pm central time. Read More
  • FAST Spring Showcase announces judging panel

    The FAST Spring Showcase is pleased to announce that John Fikes, Newton Parks and Sam Sorrell will judge this years’ two-day event. The show will be held at Calsonic Arena in Shelbyville, Tenn. April 16-17, 2021... Read More
  • Obituary – Kimberly Woods

    Kimberly Lynn Woods, age 47 departed this life on Sunday, February 14, 2021 at the University of Kentucky Medical Center in Lexington, Kentucky... Read More
  • WHAA annual barn party rescheduled due to inclement weather

    There will be a lot of great items to auction as well as breeding fees to some of the top stallions in the industry and training fees for many of the top trainers. Everyone is encouraged to bring your young horses to preview for the upcoming show season. Read More
  • Birth Announcement – William Jackson Bauer

    Dr. & Mrs. Will  Bauer of Gainesville, Georgia welcomed their first child, William Jackson Bauer, on December 4, 2020. Jack weighed 7 pounds, 2 ounces at birth... Read More
  • Equine Obituary – Master's Razzle and Jazz

    The Walking Horse Community and the Alan Riddley Family lost Master’s Razzle And Jazz, the reigning 2020 World Grand Champion, on Friday, February 5, 2021, due to complications of colic. Master’s Razzle And Jazz, affectionately known as “Lurch”, will forever be remembered by his gentle ways, powerful gait and his eye-catching presence. Read More